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The Avg-Act Swap

The Avg-Act Swap ('the Swap') is a technique to place the average pooling layer ('AvgPool') before an activation function ('Activation') in machine learning models over encrypted data, unlike the convention in machine learning over unencryped data to place the layers the other way around. The Swap is designed to be deployed in machine learning models operating on data encrypted with fully homomorphic encryption. It speeds up encrypted inference by reducing the number of expensive homomorphic multiplications by a factor of k^2 (k=AvgPool kernel size).

What's On This Page

This repository presents three neural networks using the Swap: a 5-layer CNN (5-swap), an 8-layer CNN (8-swap), and Lenet-5 modified to use the Swap (lenet5-swap). For performance comparison, we also include the equivalents of the three neural networks that do not utilize the Swap (5-trad, 8-trad, and lenet5). In each neural network, three options for the activation function are given: the Tanh, Sigmoid, and Square functions. Cryptographic and neural parameters are editable, although that will result in performance different from our experimental results.

Experimental Results

All experiments were conducted on an e2-standard-32 machine with 32 vCPUs and 128GB of memory. The CPU platform is Intel Broadwell. Compared to the 5-layer model without the Swap, 5-swap acheived a 47% reduction in encrypted inference time and a 96% accuracy using Tanh activation with k=3. The 8-layer model using the Square Activation and k=3 achieved a 37% faster encrypted inference speed, 86% reduction in activation and AvgPool time, and a 98% accuracy.

Furthermore, we modified Lenet-5 to use the Avg-Act Swap (lenet5-swap) in the second occurrence of the model to achieve a 28% reduction in encrypted inference speed with a 90% accuracy. Experiments using Lenet-5 were done on a c3-standard-88 machine with 88 vCPUs and 352GB of memory. The CPU platform is Intel Sapphire Rapids.

More details will be available in the paper: (to be posted soon).

Design

The models are trained with unencryped MNIST training images. The models are then made FHE-friendly through quantization and other measures to respect FHE constraints. The models are evaluated to classify MNIST test images encrypted using the Cheon-Kim-Kim-Song FHE scheme.

All implementations presented in this repository use PyCrCNN to implement neural network layers and Pyfhel to implement FHE. PyCrCNN Source: https://github.com/AlexMV12/PyCrCNN Pyfhel Source: https://github.com/ibarrond/Pyfhel

Project Information

This research project was supported by a Stanford VPUE Major Grant for summer 2023 and used as a part of my CS Honors Thesis at Stanford University.

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